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The Morgan Account

DOJ EFTA Data Set 10 document EFTA01340315

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DOJ EFTA Data Set 10 document EFTA01340315

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The Morgan Account Application: Signature Page wiPMargan Private Sark MORGAN USE ONLY Title =SIAM MAXWELL SPN IMMMI Primary CAS Ammo.. Cane O ASSET CI MAX CI *Etta :Oh l 0 ODA CI bt8, DKA.RMP LICK- 7.1 Tms APOLIC alas MUST SE COMPLETED BEFORE MORGAN MILL DE ABLE TO PROVIDE FINANCIAL SERVICES. IF ANY SECTION It • :IN/WC YOU MILL CONTACT ME TO (DETAIN ADDITIONAL INFORMATION. YOU WILL SI 0 MC A COMPLETED COPY OF THE APPLICATION. I. MUST A. • . YOU OF ANY INACCURACIE 'smote TO DAYS OF YOUR SENDING NE A COPY. 1 MOST ALSO NOTIFY YOU OF AMY ruati. THE INFORMATION IN TINE APPLICATION. ABSENT NOTIFICATION. THE INFORMATION CONTAINED IN TILE APPLICATION WILL fit r ••• O ACCI " AND COMPLETE. Id MORGAN ACRE' DENT TAX CERTIFICATION ACCOUNTS OPENED The General Tunas for Accounts and Services and Appendices along with that applicatio3 a• • ar additional Aceennt Agreements. Rate and Fee Schedules. Risk Disclosures and Supplealeroti •—..1. La: all amendments and sepplemeaLs to any or them in effect (OM time to time comprise Ilse • •nr s, between you and me. By signing this Application. I leknowledge that I have, or will read all the vision documee• ..tudie • but not limited to. the General Terms fur Accounts and Service.. Account Agreements. teal; Schedeles. and Appendices. inCISEIDS Risk Diselosiatm. Supplemental /TOMS. ane it IM0D:: Global CUSIOdy Account Agreement• which comprise the agreement between you and me e• I timber acknowledge sbat notify 1 will you immediately if I have any issues with the Ar• • • Otherwise. I will be deemed IO concur with this Agreement between you and me. I also . eau:: of the Accounts I am applying for is pledged IS Collateral for all of ray obligation. I al:: . i• led -• that I have read and consent to the terms of the IP/dor:au Private Rank Privacy Policy. ;VCI the manner in whien my information is received and used, and that upon °pooh.; an aneoent Private Sank my cheat information will be used by one or more members et the JP140:2O r". • ? Bent family of companies (as listed an the Policy) in order to cake available CO me all the prat. :•' • c services available (Montt the lPMorgao Private Bank. I understand that you dv mit give tax or legal advice. and that I am advised to Consult a Ihr• "! tar Advisor about DA. legal. an eStale•plasoing issues effecting my Accounts. including the ••• • •toonts are tilled. centre, •e THE ACCOIMITNOLOCA CIONINO MOW MID UNDER PENALTICS or Pleastar. Tan (..) TM NuNse• s•• ON •••• APPLICATION if NT OORECCT TADAVER IDENTIFICATION *UAW OR I AS WAIVING FOR A HUNKS TO St is.,0•t". • • LILT. kw"; II) MT I al NOT SU CCCCC TO NACIMUP WITNNOLDING *MUSE: (AI I AO LXSSPT FROM BACKUP •NS. •I t Nara NOT SEEN NOTIFIED OF Tat INTERNAL OOOOO on StRY/GE ORS/ THAT 1 AM SUIDJECT TO DANK-UP wITNNOLOINI • .TIILT DT • FAILURE TO Amon ALL IRTIREtT AMTS DorsoEN0e, ON cep THE ME •Ali AMMO WE Dear I as NO LONGTO •.• • TO 3Aea-u• WITNNOLOtkO. AMCI I AM A O.E. PENNON (INCLUOING • V.S. RESIDENT ALIEN). :1 NADARatAwn THAT IF 1 NAYS MN NOTIFIED OT vat lit T•AT 1 AM menet To Eii.CC.A• MaNNOLOINC at • - . • a: OtvIOOLD On •NYCAELT UNDEINIEFONTINO. AND 1 Nsve Not itEetace • Notice now ••ii ADVISING mC ••• • • • ••II• MFOINOLIVING IS TERMINATED. 3 NOSY :MCC OR CROSS OVT THE IN OOOOO TUN. CONTAINED IN ITEM E IN 7........ ... AAAAA nen.? TOE MS 00(5 NOT REOMMit CONSENT TO ANTIPEO•LSION COI TAIT DOCUMENT OCALA TEAM TIC CENTITICATION O. ...LC TO AVOID ilaelt.nit TrITSROLONIS. -woven unites's COMPANISS ONLY • 'OR moinAL Tax PURPOSES TIM NAVE CHOSEN TO SC ; AS FLA ASSOCIATION TA•MILC AS A CORPORATION TOW MCAT CRICK INC DOE TO 'Na ten or Toe wORO Car' TO A` • LIT IIR3m 'SWAMP wiTIMIOLDING ON 0•TEREST AND OiviD4N0 OTNFAmItE. VAC CSALTS.c:CAT'ow WS% SC or - a... • PAATNEAStut• Or. At A SAISI.4 0.01.4 eililIECIARDED AS AN CMairy VIION III °WPM C EXEMPT sCLASSte int. AS AN ASSOCIATION TAXABLE AS • CORPORATION). NAVE APPLIED TO OPEN Tlti FOLLOWING ACCOUNTS: EI Asset O Brokerage O Investment Maaagernent El Deposit K Custody D rine•ossruve ARSiTNATtOp• SIGN HERE IF> by minsteg below, I bersewledge my agreement to arbitrate any matToverfieS &riling out of the Merril' Brokerage *unseats with !EMU. in accurthirice with Panel ,* 6 et eke Brokerage Agreement. ALL ACEOUNTTIOLOERS ARE RESUMED TO SIGN BELOW: IF SIGNATURES ARE ON BEHALF OF ENTRY AccOUNTNOLDER, PLEASE SPECIFY NAME OF ENTITY C> Ssetaxwe (Aeldienal Ammo:team RIr Printleara C> caaadmai Aziamaanans.) Ore Pits toed Swine bidelemt mownerwati) Cute him %nee Rcnf MAR 05 '03 14:50 Confidential Treatment Requested by JPMorgan Chase . 30S M. •GE . 0". • SDNY_GM_02775051 JPM-SDNY-00065504 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00261691 EFTA01340315

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