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Classification: Confidential

DOJ EFTA Data Set 10 document EFTA01345002

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DOJ EFTA Data Set 10 document EFTA01345002

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Classification: Confidential Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh Joshua shoshan Director markets coverage Group Deutsche Bank Securities Inc. Private wealth management - Americas Private rvi office Cell E-Fax Original Message From: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: [C] classification: confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: Caroline Kitidis/db/dbcom To: Tazia smith/db/dbcom@DBAMERIcAs, cc: Paul morris/db/dbcomBOBAMERICAS Date: 12/13/2013 11:43 AM Subject: Re: [C] Classification: confidential speak to josh about this Tazia and see what we can do. Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. ment CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031058 CONFIDENTIAL SDNY_GM_00177242 EFTA01345002

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Subject: ECM carve out to KCP client ICI Classification: Confidential Greetings. Caroline. Chip. Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals. and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case. it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to Wealth Management for the deals in which he p

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Subject: Re: Key themes & trades From: Vinit Sahni ‹ > Date: Thu, 25 Sep 2014 11:35:29 -0400 To: Paul Morris ‹ > Cc: Uzair Ageel ere., Caroline Kitidis Nav Gupta Tazia Smith Market clearly starting to get more tactical we will see more relative movements. Vinit On 25 Sep 2014, at 16:29, Paul Morris wrote: thanks, let's try to get some folks engaged on these Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: U

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Subject: Re: DB ISDAs - Draft 2 IC From: Tazia Smith < Date: Thu 10 Oct 2013 To: Cc: Amanda Kirby Caroline Kitidis Paul Morris < Vahe Stepanian < Classification: Confidential Darren - As discussed, please see attached. One more note that I didn't list below, the spirit of the langauge around the collateral checklist is that 'anything else is on a trade by trade basis, reviewed by party A and agreed to.' I know you wanted more specification in the wording, but the spirit does match w

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Subject: Re: Key themes From: Caroline Kitidis Date: Thu, 25 S To: Uzair Ageel Cc: Nav Gupta Paul Morris Tazia Smith Vinit Sahni This is v good guys, thanks for the proactiveness. Kind regards, Caroline Kitidis (Embedded image moved to file: pic04990.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel.

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Subject: Re: Key themes & trades From: Paul Morris Date: Thu, 25 Se To: Uzair Ageel Cc: Caroline Kitidis Nay Gupta Tazia Smith Vinit Sahni thanks, let's try to get some folks engaged on these Paul Morris Managing Director From: Uzair Acieel/db/- dbcom@DBEMEA To: Tazia Smith/db/- dbcom@DBAMERICAS, Cc: Nay Gupta/db/dbcom@DBEMEA, Vinit Sahni/db/dbcom@DBEMEA, Paul Morris/db/dbcom@DBAMERICAS, Caroline Kitidis/db/dbcom@DBAMERICAS Date: AM Subject: trades 09/25/2014 08:07 Key the

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