EFTA Document EFTA01345006

Subject: ECM carve out to KCP client ICI Classification: Confidential Greetings. Caroline. Chip. Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals. and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case. it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to Wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike laquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards. —Josh Joshua Shoshan Director Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York. NY 10154 Offi= Cell E-F Tazia Smith — Original Message — From: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: (CI Classification: Confidential Hi Josh - Lees circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM — Front Caroline Kitidis/db/dbcom To: Tazia Smith/db/dbcom@DBAMERICAS, Cc: Paul Morris/db/dbcomgDBAMEFtICAS Date: 12/13/2013 11:43 AM Subject: Re: ICI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031069 CONFIDENTIAL SDNY GM_00177253 EFTA01345006