EFTA Document EFTA01351638

Subject: Re: FW: Q3 [I) From: Caroline Kitidis Date: Tue, 22 Oct 2013 10:30:19 -0400 To: Michael T Moore Cc: Haig Ariyan < >, Chip Packard Classification: For internal use only Below are two new KCP onboardings which are meaningful - and one highlight transaction, traded and paid Q3. Don't know how / what is important to you to report-up, meaningful new clients, interesting/new products, larger p/1 transactions, Guessing all of these going forward if sizable should highlight...but please let me know if your looking for someone else. Let me know. 1. New KCP relationship: Jeffrey Epstein, $180mm AUM to PWM - Won from JPM. Client size: $1-2bn. KCP-US 2. New KCP relationship: Luksic Family, (Andronico Luksic, Entity: Arizona) - $3bn Family. KCP-LatAm 3. Large Transaction: Bahamas Loan and CLN transaction. EM Trading Desk was Long Bahamas Credit via a loan they did, we sold risk to Miami based clients who wanted Caribbean exposure (2 forms, as a loan participation and 2nd as a Bahamas linked CLN). Revenues: $800k. KCP-US Kind regards, Caroline Kitidis (Embedded image moved to file: pic18544.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners s Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 (Embedded image moved to file: pic27838.gif) From: Michael T Moore/db/dbcom@DBCOEX To: Alexander Preininger/db/dbcom@dbcom, Anurag Mahesh/db/dbcomQDBAPAC, Caroline Kitidis/d b/dbcom@DBAMERICAS, Dario Schiraldi/db/dbcom, Elizabeth Zieglmeier/db/dbcom@DBAmericas, Ferdinand Haas/db/dbcomQ dbcom, Gregor Guggisberg/db/dbcom@dbcom, Joe Sarbinowski/db/dbcom@DBAmericas, Michael T Moore/db/dbc om, Michael-J Woods/db/dbcom@DBAmericas, Michele Bang/db/dbcom@DBAPAC, Pascal Botteron/db/swiss/dbco m9dbcom, Peter Roemer/db/dbcom@dbcom, Rajan Raju/db/dbcom@DBAPAC, Roelfien Kuijpers/db/dbcomQDBAmericas, Salman Mandi/db/dbc om@DBEMEA, Steve Doire/db/dbcom@DBAMERICAS, Thomas Rueschen/db/dbcom@dbcom, Thorsten Michalik/db/dbcom, Tsukasa Sekizaki/db/dbcom@DBAPAC, Ty Anderson/db/dbcom@DBAmericas, Vinit Sahni/db/dbcom@DBEMEA, Date: 10/22/2013 04:28 AM Subject: FW: Q3 [I] EFTA01351638 Classification: For internal use only Is there anything in particular you would like to highlight from Q3? Michael From: Jon Eilbeck Sent: 22 October 2013 08:54 To: Alexander Maresch; Bernd Amlung; Bruno Giuliani; Cynthia P Nestle; Fiona Bassett; Hans Kraus; Holger Naumann; Michael Luciano; Michael McGovern; Michael T Moore; Nick Stone; Niral Kalaria; Patrick Harris; Roger-Marc Noirot; Thomas Curtis; Venkatesh Narasiah; Wolfram Lange Cc: Betsy Konvalinka Subject: Q3 (I] Classification: For internal use only We need to come up with a couple of bullets for AJ for Q3 on : i) Opex type success ii) Client or Transaction or Award success. Thoughts? (Embedded image moved to file: pic06551.gif) https://brandportal.intranet.db.com/img/modules/DAWM_Iogo_metallic_46x46.gif Jon Eilbeck Chief Operating Officer Deutsche Asset 6 Wealth Management Deutsche Bank AG, Filiale London 105/108 Old Broad St Pinners Hall), EC2N lEN London, United Kingdom Assistant: Hay ey Ca a an (Embedded image moved to file: pic09261.gif) https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif EFTA01351639