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efta-efta01353258DOJ Data Set 10Correspondence

EFTA Document EFTA01353258

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EFTA Disclosure
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Form W-9 (Rev. December 2019 Department N the Treasury Internal Revenge Service Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Print or typo See Specific Instructions on page 2. Name OS 010.41 on your Income tax retten) Southern Trust Company, Inc Metre IVITe/disregated entity name. rf deferent from above ate* appropriate box for federal tax classification: 0 Inellvkluatbole proprietor CI C Corporation 0 S Corporation U Pannershes li bust/estate O funded Hanky company. Enter the tax el:indention (CmC corporation. STS corporation. beg:isn't-rasp) or __--_ 0 Other (see r etruCtiOns), LI Exempt payee Address (number, street. and apt. or suite not 6100 Red Hook Quarter 83 I Re:penes an and abbess (000300 City, slat and ZIP code St Thomas, USVI 00602 I List eocount numberts) here (optervaa lall Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The T1N provided must match the name given on the 'Name* line to avoid backup withholding. For individuals. this is your social security number (SSN). However. for a resident alien, sole proprietor, or disregarded entity, see the Pal I instructions on page 3. For other entities, It Is your employer identification number (Elt4). If you do not have a number, see How to get a TIN on page 3. Note. If the account is in more than one name. see the chart on page 4 for guidelines on whose number to enter. Iran Certification Under penalties of perjury, I certify that 1. The number shown on this form is my correct taxpayer Identification number (or I am waiting for a number to be issued to me). and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, a (b) I have not been notified by the Internal Revenue Service ORS) that I am subject to backup withholding as a result of a failure to report all Interest or dividends, or (c) the IRS haS notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification instructions. You must cross out item 2 above if you have been n:otiked by the IRS that you are currently subject to backup withholding because you have failed to report 8a Interest and dividends a1 your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment_Oaecured peoperty, cancellation of debt. contributions to an individual retirement arrangement ORA), and generally, payments other than interest aid d? ?ends, you are not re cjsect-to sign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign I Signature of Here u.s. person► General Instructiods Section references are to the Internal Revenue noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, reel estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (Or you are waiting for a number lo be Issued), 2. Certify that you are not subject to backup withholding. Or 3. Claim exemption from backup withhacfing if you are a U.S. exempt payee. If applicable. you are also certifying that as a U.S. person, your allocable share of any partnership income from a V.S. trade or business is not subject to the withholding lax on foreign partners' share of effectively connected Income. Social .sooty bar Hi I Employer Identlfleation number 7 7 9 8 1 Dell. <2' Note. If a requester gives you a form other than Form W-9 to request Your TIN, you must use the requester's form if It Is substantially similar Ise to this Form W-9. Definition of a U.S. person. For federal tax purposes. you are considered a U.S. person if you at • M Individual who Is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company, or association created Or organized in the United Slates or under the laws of the United States, • An estate (other than a foreign estate), a • A domestic trust (as defined in Regulations section 301.7701.7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, in certain cases where a Form W-9 has not been received. a partnership is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership Income. Cat. No. 10231X Form W-9 eV. 12-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0037564 SDNY GM_00183748 EFTA01353258

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