EFTA Document EFTA01353259

ram W-9 Oleo December 201 1) Department of the Treasury Internal Revenue Sawa Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. si g N a 2 11 .1 : cr. , E il . 6 to Nano (as strewn on your Morn tax n ‘, urn. Southern Trus Company, Inc. Seine's nanadisregarded entity name. if different from above Southern Financial LLC Check appropriate r . LJ IndindueVuole D LImeco &ability ,.., Li Other 1St*, .nstructicas)1. box for Weisl tax classiticattors Trust/estate lli*) s' Emmet Payee proprietor O C Corporation USCorpastion O Pa,tnership D comps the4u claudication (C=C CoPoradon, ErviS CaPotattcn 53-ritorne . • ___....—.. Address (number. street, and apt. er suite no) 6100 Red Hook Quarter 83 Resuratere nemeand Wars (span° Caty. state, and ZIP code St. Thomas, USVI 00602 list account numbed.) nere (optioned • art I Tax • ayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the -Name' line to avoid backup vnthtiolding. For individuals, this Is your social security number (SSN). However, tot a resident alien, sole proprietor, or disregarded entity, see the Part I Instructions on page 3. For other entities, it is your employer identification number (EDO. If you do not have a number, see How to get a TIN on page 3. Note. II the account is in more than one name. see the chart on page 4 for guidelines on whose number to enter. Social wow* number Eir•ployer kleallesellon number Part II Certification 0 7 9 9 1 2 Under penalties of perjury. I certify that: ,. The number shown on this form is my correct taxpayer identification number (odarn waiting for a number to be issued to me), and 2. lam not subject to backup WahhOlefing because: (a) I ant exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) Malian) subject to backup withholding as a result of a failure to report all interest or dividends, a (c) the IRS has notified me that I am no longer subIect to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification InstruCtiOnS. You must von out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment-St secured property. cancellation of debt. contrtutions to an individual retirement arrangement (IRA), and generally, payments other than interest and llvidcrnds, you are not rintired to sign the certification, but you must provide your correct TIN. See the instructions on page d. Sign s,9,„,tur. of Here us persons. t\ General Instructions Section references are to the Internal Revenue Cocteun ess o noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIM to report for exampie, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property. cancellation of debt, a contributions you made to an IRA. Use Form W-9 only If you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when aPpliCable. to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued). 2. Certify that you are not SUbiett to backup withholding. or 3. Palm exemption from backup withholding If you we a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business Is not subject to the withholding tax on foreign partners' share of effectively connected Income. Data 3 Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. Person 0 you ye: • An individual who is a U.S. Citizen Cr U.S. resident alien. • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business In the United States are generally required to pays withholding tax on any foreign partners' share of income from such business. Further, In certain cases where a Form W-9 has not been received, a partnership Is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business In the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. No. 10231X Form W-9 (Rev. 12-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0037565 SDNY GM_90183749 EFTA01353259