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efta-efta01353385DOJ Data Set 10Correspondence

EFTA Document EFTA01353385

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DOJ Data Set 10
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efta-efta01353385
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EFTA Disclosure
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Deutsche Bank Wealth Management Client Authorization for use of Free Credit Balances • cnt Titte(sliRelationship Name Butterfly Trust The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit balances at Deutsche Bank Securities Inc. ("DBSI"), Client hereby authorizes DBSI as follows: Client Authorization for use of Free Credit Balances The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit balances at Deutsche Bank Securities Inc. ("DBSI"), Client hereby authorizes DBSI as follows: Check one: Cash Sweep—Client elects to participate in the cash sweep program in accordance with the terms and conditions set forth in the cash sweep options disclosure document attached. Client agrees to contact DBSI regarding the selection of the Client's cash sweep options. Where permitted by applicable law, Client authorizes DBSI to change or replace the cash sweep options available to Client at DBSI's discretion. Free Credit Balances—Client elects to maintain free credit balances as non-interest-bearing free credit balances awaiting investment. In order to establish any retirement account that is subject to the Internal Revenue Code of 1986, as amended, or the Employee Retirement Income Security Act of 1974, as amended, you MUST choose a sweep vehicle from a list that DBSI will provide to you separately. A list of available sweep vehicles', their current yields and the prospectuses for these vehicles are available at https://deutscheweatth.com/content/deutschewealth/en/articles/cash-sweep-options.html. The revenue DBSI receives in connection with these sweep vehic€es ranges between 0% and 0.15% The specific revenue percentage per fund is available upon request If you elect a sweep vehicle, but do not identify which vehicle, your excess cash will automatically be swept into the Dreyfus Government Cash Management Investor Share class. This is an unaffiliated mutual fund that requires no minimum balance. DBSI receives no compensation in connection with the Dreyfus Government Cash Management Investor Share class. "Please note that some of these vehicles have investment minimums and may not be available to you. Please speak with your tax advisor as to whether a tax exempt vehicle is appropriate for your retirement account. Client's Signature for authorized signor) Harry I Beller Print Client's Name Date Clients Signature for authorized sivicr Dot!, Erika A Kellerhala Print Clients Name ,ems SW° sucuo CO WM179143 015105.011718 Page 1 of 13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0037738 CONFIDENTIAL SDNY_GM_00183922 EFTA01353385

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URLhttps://deutscheweatth.com/content/deutschewealth/en/articles/cash-sweep-options.html

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