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efta-efta01355716DOJ Data Set 10CorrespondenceEFTA Document EFTA01355716
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Wealth Management
Femur is not valid until approved by 85O.
October13,2O17
SOUTHERN FINANCIAI. LLC / THERAZE TRUST I JEERERS INC
SOUTHERN TRUST COMRANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
6100 RED HOOWOUARTER 83
ST THOMAS Vt 00802
ft is the practiceof Deutsche Sank Securities Inc. (the "Firm', not lo accept trading instiuctions from customers via etectront
media. To facilitate orders more efficiently and expeditiously, the Firm is willing to meltean exception toellqw you to ()Wide
trading instructions via electronic media. e.g., I -Mat facsimile, AOUM-DB. 88 Chat 'and e.fax, but not via vote:email Casters
sent by email or facsimile they not rositithe Firm, or once such orders art recoivetiohey may not come to the attention of
the intended recipient in.a timely rnamer. As result. there may be.marketlarcwa lion 4Ullilt the period between when the
instructions &resent arid when the order is received. To alleyiate ids possibility, we encoureon.You.to continue to phone us
prior to sending trading instructions vistmail, facsimile, tot:swot 88 Castor e-fak to make sure comniunication.with a
Client Advisor is esteblishert
In consideration for our agreeing to make this accommodation to accept In'structIons from:you via email et.tacsimtle at your
request and upon theConclitiorithat you acknowledge and agree that Ili instructions received via email or latsIrrele ore deemed
received only when actually read, and (ii) you.egree.to hold harmless arid indemnify the Ran and its affiliates. entolowes.
oflicerand ego:tors from any and all liolklity arising from the execution of transactions based on :surA instructionser from
such instructions not being executed. Finally, you agree to acceptresponsibility for the transmission of instructionstolon
errors.
th7Finn
and agree that You will bear tha riskof loss arising from the rrietbcd oi•transmisalon used in the mient of natantiss
miSunderstandInces.'i
sonatIons. uansmission by unauthorized persona. forgery or intercepts.
We reoulreyour sign turb
n
to inckeeto your agreement to the above terms. Please sign below and return thisrlstier to
your Client Advisor
your e
pporydry. Thank you.
, •
Sincerely,
Branch suosnisces s'
00.4sioa olicuisdid
Acknowledged
v\X \,
Director
Zbynek Kozeisky
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Paul Barrett
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
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SONY GM_OO187158
EFTA01355716
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