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efta-efta01355716DOJ Data Set 10Correspondence

EFTA Document EFTA01355716

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DOJ Data Set 10
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Wealth Management Femur is not valid until approved by 85O. October13,2O17 SOUTHERN FINANCIAI. LLC / THERAZE TRUST I JEERERS INC SOUTHERN TRUST COMRANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOWOUARTER 83 ST THOMAS Vt 00802 ft is the practiceof Deutsche Sank Securities Inc. (the "Firm', not lo accept trading instiuctions from customers via etectront media. To facilitate orders more efficiently and expeditiously, the Firm is willing to meltean exception toellqw you to ()Wide trading instructions via electronic media. e.g., I -Mat facsimile, AOUM-DB. 88 Chat 'and e.fax, but not via vote:email Casters sent by email or facsimile they not rositithe Firm, or once such orders art recoivetiohey may not come to the attention of the intended recipient in.a timely rnamer. As result. there may be.marketlarcwa lion 4Ullilt the period between when the instructions &resent arid when the order is received. To alleyiate ids possibility, we encoureon.You.to continue to phone us prior to sending trading instructions vistmail, facsimile, tot:swot 88 Castor e-fak to make sure comniunication.with a Client Advisor is esteblishert In consideration for our agreeing to make this accommodation to accept In'structIons from:you via email et.tacsimtle at your request and upon theConclitiorithat you acknowledge and agree that Ili instructions received via email or latsIrrele ore deemed received only when actually read, and (ii) you.egree.to hold harmless arid indemnify the Ran and its affiliates. entolowes. oflicerand ego:tors from any and all liolklity arising from the execution of transactions based on :surA instructionser from such instructions not being executed. Finally, you agree to acceptresponsibility for the transmission of instructionstolon errors. th7Finn and agree that You will bear tha riskof loss arising from the rrietbcd oi•transmisalon used in the mient of natantiss miSunderstandInces.'i sonatIons. uansmission by unauthorized persona. forgery or intercepts. We reoulreyour sign turb n to inckeeto your agreement to the above terms. Please sign below and return thisrlstier to your Client Advisor your e pporydry. Thank you. , • Sincerely, Branch suosnisces s' 00.4sioa olicuisdid Acknowledged v\X \, Director Zbynek Kozeisky rick, Priii Wag. . .austiNatrad toby/ttaantActvioar, . ikA ltamelYra Jouroyipstain t1/4- \ A c t1/4.X" T4. ik N.1 Pilot Mania •••• PA* Nome g-- Worst Owe IM≥NDUmyw1 OSO Approval it videnced ectronlcally in accordance with m Paul Barrett Date (iviwbOrYYYY) 'Ocsosthe Bente int.an Orinscholank#G mid as illkobsd ComeArnos.Oth!ulcit allak Marationsem fotgands ibc• stvolitt mar egernom actmits cosIpandisy Dcytwhe ElaakAGor rbsklblios.. &ay.)* Lydon alo allw/ ilwough Ockuukiso Inc. 5 ,eusifics Inc, a Otecp.doativ ma meg "itv inwstrirm afjcpa4. Ich car [him sar.whiatascacin the WOO Sum. Munch, gook,50coolin h Fccrobot qf'FiNAA. NYSE and WC CarCA., rtad sandeasro eitotgcl Doulecho Bank Canytany ebnotioas. msnitce PSC. und miemo•-tc the Ocuische'sank YVAM67621 0211:1430710 ca CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) rnxicinnuTiAl DB-SDNY-0040974 SONY GM_OO187158 EFTA01355716

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