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efta-efta01355720DOJ Data Set 10CorrespondenceEFTA Document EFTA01355720
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION
LIMITED TRADING AUTHORIZATION
DBSI is authorized to follow the instructions of Agent(s) in every respect concerning
the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the
Undersigned's behalf to buy, sell or enter into trades of stocks, bonds, option contracts, or
any other securities, or contracts relating to same on margin or otherwise, as well as with
respect to all other things necessary or incidental to the furtherance or conduct of such
purchases, sales or other trading activity.
snit's)
—OR—
(wrier]
Note: Limited Authorization does eot permit Agents} to withdraw or transfer assets from
the Account(s).
FULL AUTHORIZATION TO TRADE AND MOVE ASSETS
D
is authorized to follow the instruetions of Agent(s) in every respect concerning the
cc'eunt(s), and to make deliveries or transfers of assets (including cash), from the
Acy,ount(s) and payment of moneys as directed by Agent(s), without restriction
(i luding to the Agent(s), himself, herself or themselves except in connection with IRAs).
ote: This Full Authorization grants Agent(s) unrestricted authority to trade in the
Account(s) and to withdraw or transfer assets from the Account(s).
For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection
with distributions.
•
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—
—
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n all matters and things mentioned above, as well as in all other things necessary or incidental to the
furtherance or conduct of the Aocount(s), Agent(s) may act in the same manner and with the same
force and effect as the Undersigned might or could do.
This Authorization/Power of Attorney shall remain in full force and effect until 0851 receives actual written notice signed by
the Undersigned of its revocation to be delivered to the Undersigned's 0BSI Client Advisor or his or her branch manager.
However, the limited power of attorney granted hereunder is not a durable power of attorney and will cease to be effective
upon actual receipt by DBSI of written notice Of the occurrence of either of the following events: (a) the Undersigned is
judicially declared to be incompetent, or (b) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned
acknowledges that OBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as
DBSI receives such actual written notice.
The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from
the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In
addition, OBSI has the right to request that either a new Authorization/Power of Attorney be executed or that the Agent(s)
verify in writing the validity of the current Authorization/Power of Attorney.
- — Owen lndyke
Agents Name
2 Kean Court
Address
Livingston, NJ 07039
098444596
TIN of Agent
Attorney
Relationship to Principe/
Agent's Name
Address
TIN of Agent
i Relationship to PrinCiPel
THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE
UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED
OTHERWISE ON THE LINES BELOW.
ORIGINAL
2
WMI34957.US
•
1)14707.09115m
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0040978
CONFIDENTIAL
SDNY_GM_00187162
EFTA01355720
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