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efta-efta01356009DOJ Data Set 10Correspondence

EFTA Document EFTA01356009

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DOJ Data Set 10
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efta-efta01356009
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
KYC flint Page 22 of 22 Qobal Market Team Head (GiATH)/Sub-Market Team Head MATH): AML Business Risk AML Compliance Sr a:,,,e. PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing ProfessionalsI(I) (CFP 's) should establish and maintain business relationships only with persons who sad* our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship anion an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP' include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id I N30000000D9Di&e... I /11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041397 CONFIDENTIAL SDNY GM 00187581 EFTA01356009

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