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efta-efta01356009DOJ Data Set 10CorrespondenceEFTA Document EFTA01356009
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
KYC flint
Page 22 of 22
Qobal Market Team Head
(GiATH)/Sub-Market Team Head
MATH):
AML Business Risk
AML Compliance
Sr a:,,,e.
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth
Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do
so, Client Facing ProfessionalsI(I) (CFP 's) should establish and maintain business relationships
only with persons who sad* our high standards of suitability, background and character. Due
diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility
of CFP's to demonstrate that they know their client both at the inception of a relationship anion an
ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief
the above information is correct and up to date. I confirm that I have no suspicions relating to the
money laundering or unethical activities on the part of the client(s) and that I have followed all the
procedures relating to account opening as described in the PWM Americas Procedures and the PWM
Global KYC Policy
(I) Client Facing Professionals (CFP' include: Relationship Managers, Wealth Advisors, Product
Officers, Brokers, Client Managers, etc.
Deutsche Bank Americas New York
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id I N30000000D9Di&e... I /11/2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0041397
CONFIDENTIAL
SDNY GM 00187581
EFTA01356009
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