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EFTA Document EFTA01356251EFTA Document EFTA01356253

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EFTA Document EFTA01356252
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efta-efta01356252DOJ Data Set 10Correspondence

EFTA Document EFTA01356252

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EFTA Disclosure
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From: Melisa Venegas Sent: 4/6/2016 12:22:14 PM To: Armen Brash Andrew Gallivan ; Michael S Jacoby ; Mark LaRoe CC: Vaishali-P Mehta Subject: Apr 2016 AML/KYC Escalation Reports III Attachments: US Onshore.xlsx Classification: For Internal use only Classification: For Internal use only All, Included below is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address accordingly. Thank you. ACUs w/Mat Changes Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 7 7 Moderate 2 5 7 15 29 Low 1 2 10 13 Overdue Temporary Exceptions Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 15 1 16 Moderate 1 1 2 Low 2 2 Overdue High Risk in Person Meetings 25 Melisa Venegas Deutsche Bank Wealth Management 160 Woll Street, 10005-2836 New York, NY, USA Tel.: PAmit-K-fo-Pedibiln. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042026 CONFIDENTIAL SDNY_GM_00188210 EFTA01356252

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