EFTA Document EFTA01356260

Steward Oldfield was asking about his one HR KYC outstanding hut I don't see it. All I hare is his moderates. Please confirm. GCIS Customer Number RISK HIGH Customer Name Black, Leon D. • Type Individual Client Since Date 4/17/2014 Relationship Customer Number 483288 Relationship ELYSIUM MANAGEMENT RELATIONSHIP Customer Owner Stewart Oldfield KYC Update Due Date Month- Year Oct-17 FO Submission Due Date 9/15/2017 HIGH Lindemann, Adam M. Individual 2/1/2010 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Oct-17 9/15/2017 HIGH Southern Trust Company, Inc. Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Jun-17 N/A HIGH Southern Financial LLC Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Aug-17 N/A HIGH Butterfly Trust Organization 1/24/2014 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH The 2007 Jeffrey E. Epstein Insurance Trust #3 Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH Plan D, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH HBRK Associates, Inc Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH Hyperion Air, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH JEGE, Inc Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH Neptune, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH NES, LLC Organization 11/8/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH Individual 12/13/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A HIGH Zorro Development Corp. Organization 4/25/2014 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042036 SDNY_GM_00188220 EFTA01356260