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EFTA Document EFTA01356450Case File
efta-efta01356450DOJ Data Set 10CorrespondenceEFTA Document EFTA01356450
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DOJ Data Set 10
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From:
Melisa Venegas
Sent:
6/3/2016 10:15:00 AM
To:
Armen Brash
Andrew Gallivan
• Michael 5 Jacoby
; Mark LaRoe
CC:
Vaishali-P Mehta
Subject:
RE: June 2016 AM L/KYC Escalation Reports ll]
Attachments: US_Onshore.xlsx
Classification: For Internal use only
File attached.
Melisa Venegas
Deutsche Bank Wealth Management 160 Wail Street 10005-2836 New York, NY, USA
Tel.: -I
Email
Classification: For Internal use only
All,
Included below is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address
accordingly. Thank you.
ACUs w/Mat Changes*
Risk I Days Overdue
1-30
31-60
61-90
>90
Grand Total
High
1
2
7
10*
Moderate
2
27
29s
Low
1
11
12s
• some are pending AML Compliance's review
Overdue Temporary Exceptions
Risk I Days Overdue
1-30
31-60
61-90
>90
Grand Total
High
3
14
1
18
Moderate
4
1
1
6
Low
4
4
Overdue High Risk in Person Meetings
26
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0042313
SDNY_GM_00188497
EFTA01356450
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