EFTA Document EFTA01357360

To: Amanda Kirby Cc: Jacqueline Lightbody Subject: Re: Additional signer Classification: Public Amanda: In conjunction with our review of KYC 1195100, I saw that the letter to add Mr. Indyke stated that he should be added "on all accounts associated with the [Southern Financial Relationship". How did you determine that the Southern Financial Relationship included Mr. Epstein's personal accounts and those for Southern Trust"? The relationship name for KYC is listed as "Epstein, Jeffrey" Regards, Janice P. Franklin (Embedded image moved to file: pic08890.gif) Janice Franklin, CAMS, CFSA, CFIRS vice President I AML compliance officer Deutsche Bank Trust Company Americas compliance 60 wall Street, 10005-2836 New York, NY, USA (Embedded image moved to file: pic07281.gif) From: 'Amanda Kirby/db/dbcom To: 'Janice Franklin/db/dbcom008Americas, CC: 'Jacqueline Lightbody/db/dbcom@DBAMERICAS Date: 102/26/2014 09:16 AM Subject: CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0043860 CONFIDENTIAL SDNY_GM_00 190044 EFTA01357360