EFTA Document EFTA01358022

From: Sent: To: Subject: Attachments Amanda Kirby 2/6/2015 10:05:31 AM PWMUS AMLKYC Classification: For Internal use only Hi, per alert 1.pdf; PCR Clearance.pdf This alert is also outdated in that it was cleared in October 2013. Please see that clearance and clear these alerts. Thank you. Amanda From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 10:00 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: per alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: per alertp41)(See attached file: Regards Urvashi per alert 1.pco) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045273 CONFIDENTIAL SDNY_GM_00191457 EFTA01358022