EFTA Document EFTA01358375

From: Nina Tona Sent: 2/21/2018 11:30:06 AM To: Xavier Avila Davide-A Sferrazza Alastair Mackinlay CC: Martin Zeman • Joshua Shoshan Billy Obregon Subject: RE: GM KCP Bible - Action Plan - Update I [I] Classification: For internal use only Team, For all the below clients KYC review date Is overdue. Please review and advise if, 1- renew KYC and 2- who will be my contact for info. Team KCP LATAM Renew VVM Client / KYC Review dbcar ID KYC Account Name Date Y/N Armory Fund LDC Yes Responsible - For Info/Docs Billy O Banker Responsible - For Contact/CM Nina T Case Manager Comments Started - Need info from Eduardo KCP LATAM Blue Media Investments Inc KCP LATAM Bradwell Commercial Ltd KCP LATAM Drake Aurora Fund KCP LATAM Fratelli Investments Limited Yes Billy O Mauricio P Nina T KCP LATAM Inverban KCP LATAM Proaltus Capital Partners SL KCP LATAM Puerto Asis Corporation KCP LATAM Signature Capital No Billy said client will open a new entity KCP LATAM Tonelle Limited KCP LATAM Transacciones e I nversiones Arizona SA KCP Latam Fratelli Investments Limited,BM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0045970 SDNY_GM_00192154 EFTA01358375