EFTA Document EFTA01358442

From: Xavier Avila Sent: 4/5/2018 2:54:21 PM To: Mathew Negus Zack Bunimovich CC: Martin Zeman ; Anthony Lentini Ian Salters-; Nina Tona Subject: RE: Southern Financial RDC Alerts III Nina cced... From: Xavier Avila Sent: Wednesday, April 04, 2018 5:19 PM To: Mathew Negus O; Zack Bunimovich Cc: Martin Zeman ; Anthony Lentini Ian Salters Subject: RE: Southern Financial RDC Alerts [II Nina told me it's me that I need to approve this instead of Martin, so I approve. Daniel-E Kaiser , Daniel-E Kaiser MI Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew Negus Sent: Wednesday, April 04, 2018 1:57 PM To: Zack Bunimovich Cc: Martin Zeman Subject: RE: Southern Financial RDC Alerts [I) Yes From: Martin Zeman Sent: Tuesday, April 03, 2018 1:01 PM To: Zack Bunimovich Cc: Anthony Lentini Subject: RE: Southern Financial RDC Alerts [I) ; Xavier Avila Anthony Lentini Acknowledged. Please proceed with onboarding. Mat — please confirm the same to Zack. Martin Mathew Negus ; Xavier Avila From: Zack Bunimovich Sent: Tuesday, April 03, 2018 12:24 PM To: Mathew Negus .a; Xavier Avila Cc: Martin Zeman Anthony Lentini Subject: Southern Financial RDC Alerts Ill CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046178 CONFIDENTIAL SDNY_GM_00192362 EFTA01358442