Case File
efta-efta01358474DOJ Data Set 10CorrespondenceEFTA Document EFTA01358474
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DOJ Data Set 10
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efta-efta01358474
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Team
WM
Client/
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Live
Trade
Banker
KCP
Coverage
AC0
KYC
Outreach
RP
RR
G
Re
Tab 2 -'latarv', Tab 3 -*Ur, Tab 4 - "Alex Brown" - Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 — Off-Boards — Will show
The clients that we have Decided we no longer want to retain
Thanks
Kind regards,
cirnage002.gif>
Nina Tona
ASSOCiate
Business Control Manager. Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, riorida 32256
KCP products and services are intended and ovadable only for persons who ore sophisticated insraunonat investors within the meaning of die FilitRA Rute
4512IC1(3), ond who ore copolge of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating,
the ideas ond products discussed herein. Trades and transactions ore subject to relevant internal approvals of OttSi or its affiliates prior ro execution, and the
execution of any transaction or idea discussed herein is conditional on vor becoming a client of Deutsche Bonk.
Key Client Partners (KCP) products, investment ideas and solutions and related motters discussed herein ore provided for discussion purposes only,
and strictly on o non-advisory basis. The KCP Amencos desk does not provide investment advice.
The information set forth herein is confidential and personal to you ond is being presented for your information ond for discussion purposes only.
Any reproduction ond/or redistribution thereof (in whole or in port) or disclosure Wits content without our written consent is strictly
forbidden. This communication does nor create any legolly binding obligation on the part of 085! or any of its affiliates,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046277
CONFIDENTIAL
SDNY GM_00192461
EFTA01358474
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