EFTA Document EFTA01358768

hedge fund liquidity fund private equity fund real estate fund ar securitized asset fund r venture capital fund r . Other private fund NOTE: For funds of funds, refer to the funds in which the private fund invests. For definitions of these fund types, please see Instruction 6 of the Instructions to Part 1A. 11. Current gross asset value of the private fund: $ 196,239,000 Ownership 12. Minimum investment commitment required of an investor in the private fund: $ 1 NOTE: Report the amount routinely required of investors who are not your related persons (even if different from the amount set forth in the organizational documents of the fund). 13. Approximate number of the private funds beneficial owners: 1 14. What is the approximate percentage of the private fund beneficially owned by you and your related persons: 0% 15. What is the approximate percentage of the private fund beneficially owned (in the aggregate) by funds of funds: 0% 16. What is the approximate percentage of the private fund beneficially owned by non-United States persons: 100% Your Advisory Services Yes No 17. (a) Are you a subadviser to this private fund? r (b) If the answer to question 17(a) is "yes," provide the name and SEC file number, if any, of the adviser of the private fund. If the answer to question 17(a) is "no," leave this question blank. No Information Filed Yes NO 18. (a) Do any other investment advisers advise the private fund? r (b) If the answer to question 18(a) is "yes," provide the name and SEC file number, if any, of the other advisers to the private fund. If the answer to question 18(a) is "no," leave this question blank. No Information Filed 19. Are your clients solicited to invest in the private fund? 20. Approximately what percentage of your clients has invested in the private fund? 0% Private Offering 21. Does the private fund rely on an exemption from registration of its securities under Regulation D of the Securities Act of 1933? 22. If yes, provide the private funds Form D file number (if any): No Information Filed B. SERVICE PROVIDERS Auditors 23. (a) (1) Are the private funds financial statements subject to an annual audit? (2) Are the financial statements prepared in accordance with U.S. GAAP? Yes No Yes No r r. Yes No r r r. If the answer to 23(a)(1) is "yes," respond to questions (b) through (f) below. If the private fund uses more than one auditing firm, you must complete questions (b) through (f) separately for each auditing firm. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046710 CONFIDENTIAL SDNY_GM_00192894 EFTA01358768