EFTA Document EFTA01359716

Wayne Salt Mr' Passim.- aPeeOnm Forwarded by Wayne Said/db./acorn on 09O4/2014 04:39 PM — From. To' Cc: Date: Subject: Rachael Natale/db/dbcom Ying-A Wang/db/dbco Wayne SaliVdb/dbcorne Pradeepta Roy/dici/dbcorn 09/04/2014 04:28 PM 2014 AML KYC Audit (II Classification: For internal use only Hi, I am part of the AWM audit team and I will be reviewing the transaction monitoring for the PWM businesses (PB and PCS). I would like to have a walkthrough sometime early next week including both of you if possible. Please let me know if your calendars are up to date so that I may schedule a meeting. In addition, I would like to begin selecting my sample for testing. Can you please provide the following: - all alerts for the PCS business from Aug 2013 through Aug 2014 - all alerts for the PB business from Aug 2013 through Aug 2014 Thanks and look forward to meeting with you! Kind regards, Rachael Natale Rachael Natale Principal Auditor Deutsche Bank AG. Male New York Parririo-k..fr Per favor. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047829 CONFIDENTIAL SDNY_GM_00 194013 EFTA01359716