EFTA Document EFTA01359835

From: Navin-Kumar ] Sent: 10/1/2015 5:21:45 PM To: Jj Litchford CC: Gwen Hill Subject: RE: Account Re-opening III ; Prashant Mahendru Hi Jj, Since customer "Mort, Inc." is a prospect hence, we require KYCI4 within one year to approve this re-open request. KYC is more than one year old. Kind regards, Navin Kumar Pankaj Please send all the PWM AOG- COB mail related Queires to our new Group E-mail ID Navin Kumar Pankaj Analyst PWM US Operations DBOI Global Services Private Limited Global Business Services Email From: 3j Litchford Sent: Frida October 02 2015 2:18 AM To: Subject: Account Re-opening [I] Classification: For Internal use only Hi-- Please re-open account (Mort, Inc.). The client is looking to transfer money into the account (per the attached instruction►. It was closed on 5/26/2015 and still appears on AS Metavante. The client did not send a letter to close, and the account was recently opened on 2/6/2015. The KYC is still valid. Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047975 CONFIDENTIAL SDNY_GM_00194159 EFTA01359835