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efta-efta01359915DOJ Data Set 10Correspondence

EFTA Document EFTA01359915

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DOJ Data Set 10
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efta-efta01359915
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EFTA Disclosure
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From: Tazia Smith Sent: 10/28/2014 4:14:29 PM To: jeffrey E. [[email protected]] CC: Daniel Sabba Subject: Trade Report 10/28/14 ICI Classification: Confidential Paul Morris ; Stewart Oldfield I Jeffrey - Today you executed the following: B 49,033 Citi 5.8% rad at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Secuntics Inc A t W alth Mana m nt Email PeLccient qtr gefarritt. ; Richard Kahn l; Vahe Stepanian From. Tazia Smithe'dbcom To. "Jeffrey E. leevacationegmail.com>, Ch- Daniel Saba, Paul Morris, Richard Kahn Stewart adfield, Vahe Stepanian Date: 10/25/2014 0224 PM Subject Re: IC) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048064 CONFIDENTIAL SDNY_GM_00194248 EFTA01359915

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