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efta-efta01361121DOJ Data Set 10Correspondence

EFTA Document EFTA01361121

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DOJ Data Set 10
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Fax + Mobil Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. with respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. (Embedded image moved to file: pic13944.gif) Forwarded by Arthur Tendler/db/dbcom on 04/30/2014 08:42 AM From: Richard Kahn ANNEMOMMORM To: Arthur Tendler Cc: Darren Indyke "bellaklein Date: 04/29/2014 06:01 PM Subject: re: 4-30-2014 S tar < Please call Darren to confirm if necessary Thank you[attachment "DB_)EE custody Account_Daniel siad Euros_4-30-2014.pdf" deleted by Amanda Kirby/db/dbcom] Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York, New York 10022 tel fax cel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050000 CONFIDENTIAL SDNY_GM_00196184 EFTA01361121

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Fax + Mobil Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. with respect to al

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