Case File
efta-efta01361930DOJ Data Set 10CorrespondenceEFTA Document EFTA01361930
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DOJ Data Set 10
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efta-efta01361930
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Norkom 6.1.0 - World Check Details
Page 2 of 2
Arthur H FREEDMAN
Romeo J PENDOLARI
Steven T MOORE
Further Information
22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly
traded Massachusetts banks. Final judgement permanently enjoins him from violating the
antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading
profits. prejudgment interest and civil penalties.
External Sources
External Source
http UMW/ sec gowlitsgationIcomplantsicomp18675 htm
http Jiv.v.w.sec.gov•Ittvabonilitreleasesflr18675.htm
Copyright 1996-2010 Norkom Technologies Ltd. MI rights resented.
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https://aml.cit.gto.intranet.db.com/norkom_per_de/screenkiew.do?csrftkn=QtoL7XUhl... 5/29/201 3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0051206
CONFIDENTIAL
SDNY_GM_00197390
EFTA01361930
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