EFTA Document EFTA01361991

From: on behalf of Sent: To: CC: PWMUSAMLKYC Subject: per alert (Ij Attachments: per alert.pdf; Urvashi Lavania PWM 815-Research 2/6/2015 9:59:31 AM Classification: For internal use only Hello per alert_1.pdf Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. tached file: per alert . pdf) (see attached file: per Regards urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051287 CONFIDENTIAL SDNY_GM_00 197471 EFTA01361991