EFTA Document EFTA01362155

KYC Print Page 1 of 13 DB PWM GLOBAL KYC/NCA: PART A KYC Case It : 01346733 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: HOw was the Client(s) Introduced? How long has the RM personally known the client? P Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? F Yes F No (If yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F Gratitude America, Ltd 2/18/2015 2 F Gratitude America, Ltd 2/18/2015 Who is the primary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren Indyke Preferred method of oontact(indicate phone no., fax no., e-mail address, etc.): Status 6. Approved hups://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 8/10/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0051470 CONFIDENTIAL SDNY_GM_00197654 EFTA01362155