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efta-efta01362316DOJ Data Set 10Correspondence

EFTA Document EFTA01362316

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DOJ Data Set 10
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efta-efta01362316
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Part 2 Is the vehicle an operating company which does not own or propose to acquire securities° having a value of 40% or more of the value of its total assets° on an unconsolidated basis? (Please note that the attached client certifications needs to be provided.) Yes, the entity is an operating company engaged in the business of and a client certification is attached No Part 3 Please contact pwmvolckerresourcealist.db.com Volcker onboardIng approval of this vehicle If you — Did not check any box in Section 1. or — Checked -no' in Section 2. If you either checked any box in Section 1 or checked -yes- in Section 2 and have obtained a client certification, please attest and sign as follows: I attest that the above information is accurate and current and based on information provided to me by (Z.% (JEN4- irA ?Cc in 1.-- as contact for n -et—N_ Ind Si — ft naturo of Cheat Reoenonsuve Cynthia Rodriguez Name of Chen! Representative Data 1O (II (Le 3 The meaning of 'security in this context is broadly construed and includes, but is not limited to, stocks, bond security futures. as well as any put, call or other option on any security. a Value to total assets is excluding U.S. government securities and cash items. a See end of document for Certification. other debt instruments, WhI1571 7 022673.120115 Page 2 of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051687 CONFIDENTIAL SDNY_GM_00197871 EFTA01362316

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