EFTA Document EFTA01362658

From: Ian Salters Sent: Monday, February 25, 2019 4:00 PM To: Brian Serino Kareen Johnson Davide-A Sferrazza Nina Tona Ian Cc: Bill King <- Salters Subject: KYC remediation (lj Classification: For Internal use only Brian/Kareen - As previously discussed, the priority list is less than I thought, please see attached clients that need to be onboarded with CIB as a priority: Bill - can you please take the lead on the ISG clients (this ties into the 32 clients you previously advised of): Nina I Davide — can you please work together on the IWP clients (understand that Southern Financial is going away): A) Wealth Management Y/MNw, WIA f Ind 14..m. 53 CPA Ni,, n if RN /iT, Ttled Rt Has the ciTent bens deed& tnit CIB KvC OFt*FFEirF:ProitSS? YENTNO la PRFCKUTS YES (NO Col:SOWS' Pludatt: SG Int L.‘1 N 7:Realty tiC ..10 114 Vi 72 REALTY LIC fluent* Jesa 'IS C0CC041± 163 ISO 19E 202 Panned, STN.: :LC 198 202 & 201 :JO EUZACTET4 sYdE ET SW .4ennc Jave-n NC 0%00475333 • ttG 239441-747W Randy a f 7F.1.243.247W 21 READY lir ;panne Intwen NO YES C000047sI3 I • ISG 230 E C REALTY ssIL kWICJ ottitu Y a( jaox Ienlen NO YES • IS& CioCurOLIC CTIODsinn LIC Susan MoYet NO YES 00000565:22 • ISS DAVIDTOOL, SIEN.TENS DAVID WOO STEVENS 97741 corstv NO YES 0000CAYS:99 ISG ElySte al Britten LW ElySee OT (nickel, LIC Rachel NInglick NO YES C000041E2C3 • ISG Grnnite In: Hotel LW GRANITE 1717 HOTS; MC 4ner. SrInnegh NC YES 000)049977z • 'SG Internet Redacts Management, Inc Internet Resources Monagement. Inc GAT NO YES ODC0042I0E9 • ISG Ma Holdings i te Hvidinec LIC. :ANUS/ T.TocINar SC; YES CnC005:4747 • ISG STEVEN I BASSIN & ISAAC S RUNLO JOIN STEVENI KASSIN & ISAAC S SRANCO JOINTLY & SE K0Senury Vrlblic NO YES COCONIFS9e/ ISO Sunserd DeRen. PrEptrry, LIX SUNSET EL DOTTENT PROPERTY EEC NCI YES 0000MY52? B) IWP aNA1f lord Name GM 'Ment Name WM Canladi RIM /44sCesSenl through He CAB K•C PRK/LUIN I IN.ATTR1 e THH.H.TT,ry E.TnNT.a, To T. / N.) ~new »anon win Daniel yd Suzanne Co!sen Darnel ard Scene Caen IcepN CetrusniDEn Gra NC YES Belted InreElcre.ttS delfe ra if veStMentS MEntrOD Peeled NO YES 00000‘6>E10 IWP Earo-Pactners Fund Euco-FanNen Fuld Chris Mnrnln NO YES .00003‘06462 NY: GO' WYSER PRATTE GE« WESER PRATT( Odd Marmin tiC YES .0000):064S2 IVP SOUTHERN FINANCIAL EEC SOUTHERN FINANCIAL LIC Stever 010 WO NO YES r00000433682 IYJP The Mile Ventulls COrpOradOn The Lanni VenluteS Lerdtralr00 FAFuldid ~left NO YES rOGCCOSTRJG NY: Vairusrche Inversion.» SAS Vanguerdia Invent:ones SAS dude OlnderWEdocedo NO YES 1.03C0049:1482 Kind regards. Ian Salters Ian Salters CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052166 SDNY_GM_00198350 EFTA01362658