EFTA Document EFTA01362675

Business Unit Adoption Location Adoption Entity Product System Account ID Status Unfted Kingdonl. MARKETS C6 AG (London) CAfrmodtties Active CDR PVTCSBAL070 Active FXPCA EVICSBAL870 Active OPENLINK SOUTHFIN_LE A:t RMS vertib!e Ficros CM IMAGINE SOFL Act CB IMAGINE SHORT CODE Ne,'s ESPEAR New EX Cash: ALL CDR PVICSBAL870 Active DB INTERNET 0670261 Active FXPCA PVTCSBAL870 Active GEM 32983 Active I PBHARMONYDBI 0570261 Active I PeHARMONYRW., SOFL SOFL Active RMS Active EX Options: Sethi CDR PVTCSBAL 870 Active DB INTERNET 0570261 Active FXPCA PVTCSBAL870 Active GEM 32983 Active PSHARMONYDBI 05713261 Active PEIHARMONYRM4, SOFL Active RMS SOFL Active Fixed Income: Cash Bonds BLOOMBERG EPRIUSFIL Active EPRIUSFIL 1 Active EPRIUSFIL2 Active DBTRADER (MVS) 201.816'2 Active SD OPERATOR New OTC Derivatives SUMMIT (Rates} SOUTHFN.ANMD Active TSAR SOUTHEINANMD I Active United States Active DBSI Cash Equities DVP/RVP ADP 14573211% Active 6990155795 Active ESPEAR 14573211% Active 69901557% Active Equities - Custody/Margin ADP Unacceptable ESPEAR Unacceptable GED-OTC Options GED IMAGINE 69901557 Active -4- 6990155795 Active Thanks Zack CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052216 CONFIDENTIAL PROT1 PROT0