EFTA Document EFTA01362995

From: Sent: To: CC: Nina Tona 4/17/2018 8:32:04 AM Mathew Negus immy-H Xu ; Xavier Avila Akash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification: For Internal use only Mat — let me know if I can help you with this. Thank you Nina Tona KCP products and services ore intended and available only for persons who ore sophisticated institutional investors within the meaning of the FINRA Rule 4512(O(3), and who are capable of evolve:mg the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to reksont internal approvals of MI°, Its affiliates prior to extort on, and the execution of any transaction or Idea discussed herein n conditional on your Decorum a client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly an a non- advisory basis. The KCPAmencos desk does not provide investment advice. The information set forth herein is confidentiot and personal to you and is being presented for your information and for discussion purposes only. Any reproduction ond/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any !KOOK binding obligation on the port of oast or any of its affiliates. From: Mathew Negus Sent: Tuesday, April 17 2018 7'11 AM To: Jimmy-H Xu ; Xavier Avila a; Akash Malhotra c: oe tone 1 an a ters Nina Tona Pankaj-A Cho r ra ; NCA • Te Denyanyes Zeman a opals c~~ , Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] I'll check who should handle the product extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu Date: Tuesday. Air 17. 2018, 2:53 AM To: Xavier Avila Cc: Joc Aglione Cho ra u ject: pala WIC SOUTHFINANMD_Southem Financial, LLC_FFT Location ill ; Martin Mathew N s , Akash Malhotra Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052781 SONY GM_001989135 EFTA01362995