EFTA Document EFTA01362996

Classification: For Internal use only In general, everything should face FFT and other booking centres are only used in exceptional circumstances I believe Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House. 1 Great Winchester Street. EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu >; Mathew Negus < >; Akash Malhotra Cc: Joe Aglione Ian Salters O; Nina Tona Pankaj-A Cho ra ; NCAOTC Derivatives < Zeman >; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. >; artin Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr I To: Xavier Avila <S>, Mathew Negus Akash Malhotra Cc: Joe A lim as,- Ian Salters le, Nina Tonae, Pankaj-A Chopra , NCAOTC Derivatives , Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFTNANMD_Southem Financial, LLC_FFT Location II] Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052782 CONFIDENTIAL SONY GM_00198988 EFTA01362996