EFTA Document EFTA01363004

Zeman Alka Gopala .c) > Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] I'll check who should handle the product extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu < > Date: Tuesday, A r 17 2018 2:53 AM To: Xavier Avila Mathew Ne, us >, Akash Malhotra Ch , Nina Pankaj-A NCA T Derivative , Martin Zeman Cc: Joe A , Ian Salters , Alka Gopala Subject RE: KYC Brcach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification. For internal use only In general, everything should face FFT and other booking centres are only used in exceptional circumstances I believe Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets h t r H 1 Great Winchester Street, EC2N 2DB London, United Kingdom Email From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimm -H Xu Mathew Negus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A h m ; N Zeman -; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052796 SONY GM_001913980 EFTA01363004