EFTA Document EFTA01363005

Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks A r 16 .1• MI From: Jimmy-H Xu Date: Monday, To: Xavier Avila Mathew No , Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southcm Financial, LLC_FFT Location [I] Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel. Mobi Emai From: Xavier Avila mailu Sent: 16 April 2018 17:55 To: Mathew Nessus Akash Malhotra , Pankaj-A Zeman Alka Gopala Ian Salters Pankaj-A Cho ra NCAOTC De ' rivativ ;Martin Cc: Joe Aglione Subject: RE: KYC Breach_SOUTHF1NANMD_ ou em [nano , _FFT Location [I] MO, is it ok to move this trade to London pls? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052797 CONFIDENTIAL SDNY GM_00198881 EFTA01363005