EFTA Document EFTA01363020

Microsoft UC (2018-02-08117:32:41-0500): what kind of trade is it MicrosoftuC: MicrosoftuC: MicrosoftuC MicrosoftuC: mean the account is closed microsoftuc MicrosoftUC MicrosoftUC MicrosoftUC actvie so you should be fine microsoftUC (2018-02-08117:33:14-0500): nvm (2018-02-08T17:34:32-0500): buying and selling of treasuries (2018-02-08117:40:04-0500): what do u mean they are gone. (2018-02-08117:40:38-0500): the KYC review date was )an 2016 but that doesnt (2018-02-08117:40:44-0500): so you should be fine. (2018-02-08117:40:56-0500): what product would treasiries fall under (2018-02-08117:41:12-0500): treasuries (2018-02-08117:42:01-0500): all the products that are under southern are (2018-02-08117:42:20-0500): hmm microsoftUC (2018-02-08117:42:43-0500): okay. mike sommer from the GPS desk told me he spoke to someone who told him southern financial is on some red list meaning they are not active anymore Microsoftuc (2018-02-08117:42:58-0500): so you are saying that they are? and it would fall under fixed income, bond trading microsoftuc Microsoftuc # Participant microsoftUC: # End of interaction (2018-02-08117:44:09-0500): can u call me (2018-02-08117:44:13-0500): left on 2018-02-08117:54:13-0500 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052850 CONFIDENTIAL SDNY_GM_00199034 EFTA01363020