EFTA Document EFTA01363021

From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD_Southem Financial, LLC_FFT Location [Ij Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu <IM> Date: Monday, Apr 16 2018 11:56 T • X ,' r Avil Ce: Joe A Cho r ra h w Negus Akash Malhotra corn> Nina Tona hone >, Ian Salters >. CAOTC Derivatives , Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [1] Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG. Filiale London CB&S - Markets reat Winchester Street. EC2N 2DB London. United Kingdom From: Xavier Avila [mailto: Sent: 16 April 2018 17:55 axial Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052851 CONFIDENTIAL SONY GM_00199035 EFTA01363021