EFTA Document EFTA01363912

OFFICIAL RECORD

• OFFICIAL RECORD FD-1057 (12cv. 543-10) UNCLASSIFIED FEDERAL BUREAU OF INVESTIGATION Electronic Communication Title: (U) Request case opening Date: 04/29/2020 From: SAN JUAN Contact: Approved By: SSRA Drafted By: Case ID #: 196D-SJ-3262541 (U) SOUTHERN TRUST; SOUTHERN COUNTRY INTERNATIONAL; Wire Fraud Synopsis: (U) To open an investigation into the transfer of $15,000,000 by Jeffrey Esptain after his death on 8/10/2019 into his defunct SOUTHERN COUNTRY INTERNATIONAL bank located in the US Virgin Islands. Details: FINANCIAL STRATEGY GROUP, LTD (FSG) submitted an application for a banking business license in the United States Virgin Islands through local attorney ERIKA KELLERHALS on 03/21/2013. JEFFREY EPSTEIN, DARREN INDYKE, and RICHARD KAHN were listed as the officers of the business with a $100,000 value at initial opening. The originally FINANCIAL STRATEGY GROUP, LTD maintained office space in the Port of Sale Mall in Havensite, but in 2015, FSG was rename

KYC Print

KYC Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A KYC Case a : 01790655 One sheet must be established per relationship list all accounts Included In the reladonshl 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booting Center: New York Relationship Manager: Stewart Oldfield O New PWM Relationship 110 Existing PWM Relationship RelatIonshp to PWM: If noting, please indkate since when the relationship exists, provide reason for new profile and attach obi profile: • • 'This KYC Is a periodic review for high risk remedialion•'• Original KYC1195100 ONLY adding signers to account. Al signers have already been approved in previous KYCs. Please rush as this is a simple update. Darren Indyke was approved In KYC 01133377 Harry Beller was added in approved KYC 0/1/1308 ca Client Referral O RM Prospect O Intermediary/TIM O Other Source (CIB, etc.) How Was the Chent(s) Introduced? How long has the RM personally known the client]

KYC Print

KYC Print Page I of 20 DB PWM GLOBAL KYCINCA: PART A KYC Case R : 01977699 One sheet must be established per relationship - list all accounts included In the relationshi 1. Relationship Details Relations* Name: SOUTHERN FINANCIAL RELATICNSHa Booking Center New York Relationship Manager Stewart Olcilieki O New PWM Relationship 2 Existing PWM Relationship Reran:instep to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "' 2018 Periodic Review "s Last Approved KYC e - J. Epstein Virgin Islands Foundation Inc - 1790655: Hyperion Air LLC - 1790820. How Was the Clent(s) 2 Client Referral • PM Prospect O Interrnediary/FIM • Other Source (CB, EEC) Introduced? How long has the RM personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Cedfleid on 3/7/17 to have a new acct opened

EFTA Document EFTA01903262

Deutsche Bank

Deutsche Bank Private Wealth Management Corporate Account Authorization and Terms and Conditions Officer's Certificate [Art, iiA.CPykt 0 EpsteM Virgin Islands Foundation, Inc Account Nam The Oh elected and saand Dice /A-es/Mild Oho "Corporation") heintitailkjitla4 11/00410%iiilettileciallOiliWerly$2000by Unanirileviie Cense/de Ihe BOMA edlifee*011ierl the it SeMplber- /31> ••RESOLVEO.ddd env taken deditialid bydhi ofdu'Ca al{ORyprifjeiotzadai When ardiatddiaided Md. (A) Open and maintain one or more brokerage account(sl for and in the name of the Corporation at Deutsche Bank Searklea Inc. (referred to herein as "DEMI, (including any successor thereof): (Ell Deposit, (Seiner, assign, iimthdrew and transfer funds, instruments and securities of any typo; (C) Sell any securities owned by the Corporation: (0) Buy any secsmes in a cash account and (El Buy, sell and sell secunoes (including put and call options) shod in a margin account; and (DELETE (E) IF INAPPLICABLE) 6

EFTA Document EFTA01379807