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efta-efta01363976DOJ Data Set 10Correspondence

EFTA Document EFTA01363976

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DOJ Data Set 10
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efta-efta01363976
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EFTA Disclosure
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From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. [email protected]] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe Stepaniantelb/dbcomaDBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 IC) Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia lib Tazia Smith Director I Key Client Partners - US DB Securities Inc At CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054472 CONFIDENTIAL SDNY_GM_00200656 EFTA01363976

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