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efta-efta01364378DOJ Data Set 10Correspondence

EFTA Document EFTA01364378

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DOJ Data Set 10
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efta-efta01364378
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EFTA Disclosure
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From: Tazia Smith <E > Date: March 30, 2017 at 11:31:27 AM EDT To: Richard Kahn 1.11.11MIIMIIM> Cc: Jeanne Brennan < >, Stewart Oldfield >, Joshua Shoshan "Mary Murray" <l Subject: RE: Apple transfer to Merrill Lynch [C] Classification: Confidential Hi Rich — Could you please re-send as a signed LOA (authorized signatory, of course). Sample instructions attached — such that they include accounts both From and To. From: Tazia Smith Sent: Thursday, March 30, 2017 10:58 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian Subject: RE: Apple transfer to Merrill Lynch [C] Classification: Confidential Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn [mailto Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial LIc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054909 CONFIDENTIAL SDNY_GM_00201093 EFTA01364378

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