EFTA Document EFTA01365168

From: Ariane Dwyer Sent: 8/31/2015 11:15:28 AM To: Roddy Moore CC: Vahe Stepanian Subject: RE: URGENT: Collateral Admin - N4G026161 III Classification: For Internal use only Hi Roddy, I just spoke with Ellenoi and Mary Davitt and they do not work with SIC codes. Do you know who else could provide this information? Best, Ari From: Roddy Moore Sent: Friday, August 28, 2015 2:56 PM To: Ariane Dwyer Cc: Vahe Stepanian; Daniel Sabba; Collateral Admin-NY Subject: URGENT: Collateral Admin - N4G026161 [I] Classification: For Infernal use only This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct. From: Ariane Dwyer Sent: Friday, August 28, 2015 2:54 PM To: Roddy Moore Cc: Vahe Stepanian; Daniel Sabba Subject: [I] Classification: For Infernal use only Please find attached KYCs for Southern Financial. Best, Ari Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26 New York NY 10154-0004 Tel. Email.= PeMileatir Pa Toast. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055834 CONFIDENTIAL SDNY_GM_00202018 EFTA01365168