EFTA Document EFTA01368253

To: Zack Bunimovich ; Xavier Avila ; Martin Zeman Rita Shteynberg - " — " Cc: Liam Osullivan ; Mathew Negus < i.; Alastair Mackinlay >; Davide-A Sferrazza <IMMINIM Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [Cl [II Classification: For internal use only Hi Zack, Please see the attached confirmation from the client. Let us know what the next step is. Thank you Nina bora From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila Martin Zeman IS; Rita Shteynberg me; Jitan Patel >; Nina Tana Cc: Liam Osullivan < Mathew Negus < ; Alastair Mackinlay <fi vide-A Sferrazza Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI [I] Classification: For internal use only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27, 2018 4:01 PM To: Martin Zeman ; Zack Bunimovich <a Rita Shteynberg >; Jitan Pate; Nina Tona :. >; Mathew Negus >; Alastair Mackinlay in>; Davide-A Sferrazza <11=MI NII :•; Anthony Lentini Subject: RE: Southern Financial LLC • KYC and credit derivatives/convertible bonds onboarding [Cl Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059934 CONFIDENTIAL SDNY_GM_00206118 EFTA01368253