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efta-efta01369434DOJ Data Set 10CorrespondenceEFTA Document EFTA01369434
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Vahe Stepanian
Sent:
4/4/2017 12:30:14 PM
To:
Stewart Oldfield
Subject:
Southern Financial [I]
Classification: For Me nai use only
Stew — spoke to Rich on an account maintenance inquiry and he mentioned that they want to see trade ideas. Let's
discuss when you get a moment.
Thank you,
Vahe
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
Tel. +1 212 454-1539
Mobile
Email
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only.
and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential and personal to you aril is being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This
commtricafion does not create any legally binding obligation on the part of DBSI or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0061693
CONFIDENTIAL
SDNY GM_00207877
EFTA01369434
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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