EFTA Document EFTA01370255

Deutsche Bank Compliance Week 2/13/12-2/17/12 Customer Sum of In Amt Sum of Out Amt %IMO PattenType Observed CumiM parameter 1.74 Comments $ 19.09759 $ 18,889.21 1.0)1% Deposit the 2% Generate alert $ 10000.00 5 10,154.32 -1543% Deposit-Chic 2% Generate alert $ 10890.30 $ 20,370.00 •2.412% Dispokit•Chk 2% Generate alert $ 2,60.00 $ 2,500.00 3.846% Dep-OutAhre 5% Generate Wert 5 115,16378 $ 113,70049 1.27C6s ;diet-fa/el 0% Doesn't meet criteria $ 115,163.78 $ 113,700.89 1.270% rifler-40.i 0% Doesn't meet criteria $ 115,163.78 $ 113,70089 1.270% FrIlec-FrDel 0% Doesn't meet criteria $ 230,158.91 $ 727,40138 1.198% frtlec-FrDel 0% Doesn't meet criteria $ 25,841.48 $ 25,70156 0.534% FrFter-FrOel 0% Doesn't meet criteria $ 4,944872.89 $ 4,931,974.85 0.341% frflec.FrOel 0% Doesn't meet trite n a 5 701673.34 $ 701.31084 0336% FrRec.FrDel 0% Doesn't Meet (Mena $ 300,233.96 $ 299,225.96 0 336% frftec.FrDel 0% Doesn't meet cote n a $ 3,213,770.51 $ 3,222,672.29 -0 277% In<Wire/OutWire 1% Generate alert $ 693,795.32 $ 703,335.09 -1.375% incWire•Chk, ineWire.OtailAre IncWire-OutWire 1% incWire-Chk 3% Generate Men $ 1,229,67104 $ 1,229,675.18 . 0.000% intWire•rrDel N/A N/A- Trx pattern not monitoree $ 7,250.00 5 6,968.45 1883% meWire.OutVrire 1% Doesn't meet criteria $ 2,75081000 $ 2,653,12000 1551% trtcWire.OutWile 1% Doesn't meet crited a $ 5,198.38 $ 5,198.38 0.(00% incWire-OutWire 1% Generate alert $ moccoo $ mom® on= IncWire.OutWire 1% Generate alert 5 =Atom $ 300,000.00 0.0007, incWire-OuttMre 1% Generate alert $ 2,165,00000 $ 47,955.00 $ 2,165,00000 $ 50,000.00 awry: •4.7rA% ,neveire-OutWmt mcWricreirtWins 1% Generate Men 1% Doe set nes,st plena Week 2/2 /12-2/24/12 Customer Sum of In Amt Sum of Out An Patterntype %Dill O bserwid CumeMpsnmeter OS) Comments r $ 3,935,295.15 $ 4,030,266.82 .2.41'. .E•rr-Chk. .•,.WritOutWire Dep.C.bk 2% IncWire-OutWire 1% Generate :Art $ 206,622.22 $ 103,287.33 $ 207,786.00 $ 103,893.00 .0.563% .0.586% sister-kik/ erlitt.FrDel 0% 0% Doesn't meet criteria Doesn't meet criteria $ 103,287.33 $ 103,893.00 4586% lrflec-FrDel 0% Doesn't meet crite n a $ 25,000.00 $ 25,070.00 0000% r.rcWirr.r..Chk 3% Generate alert $ 26,940,007.32 $ 26,475,255.34 1.715% IncWire-FrDel N/A N/A- Inc pattern not moni tate $ 26,940,007.32 $26.475.255.34 17255 ineWire• stDel N/A N/A . f rx pattern not monitored $ 19,003.00 $ 18,557.03 2.:331% In<Wire.Otakkire 1% DoeSnl meet (Mena $ tsciaccoeo $ 1,300,000.00 0000% ineWire•Ourvdre 1% Generate alert $ 14,603.0) $ 14,60000 0 OCO% M....Wire.Outseire 1% Generate alert $ 287,876.87 $ 287.876.87 0000% IncWire•OutWire 1% Generate alert $ 369[0.78 $ 36,900.78 0002% ine.Wire•OutYAre 1% Generate ales $ 500000.00 $ 500.070.00 0000% [ncWire•OutWire 1% Generate alert $ 500,00000 $ 500,000.00 0.000% incWire•OutVAre 1% Generate alert $ 169,732.50 $ 169,732.50 0.000% IncWire•OutWire 1% Generate alert $ 9,C0).00 $ 9,000.00 wow: Inewire-OutWire 1% Generate Men $ 17.512.687.00 $ 18,083,462.86 .3.2.59%Incvore-OotWure mcwire-OutYlue 1% 1% Doesn't meet cnteria $ 11,537,313.00 $ 11,913,338.97 -3.259% Doesn't meet mte n a $ 950.001W $ 9/32.842.61 -3.457% lorWinr.OinWim 1% Generate alert $ 9,049.90 $ 9,377.54 •1620% Revenol CutWire N/A N/A • Tex pan er n poi mon.] cx t. c: http://compliance.intraneLdb.comll 34 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0062919 SDNY GM_00209103 EFTA01370255