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efta-efta01371643DOJ Data Set 10CorrespondenceEFTA Document EFTA01371643
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Stewart Oldfield
Sent:
10/12/2017 3:24:16 PM
To:
Bradley Gillin
CC:
Stewart Oldfield
Subject:
meeting notes - Southern Financial
; Cynthia Rodriguez
DB — Stewart Oldfield, Martin Zeman
Southern Financial — Paul Barrett, Alpha Group Capital
Discussed ISDA setup for SF and SIC
Discussed more complex FX strategies that Martin can offer
Introduced Harvest Volatility Management
Paul also wants to see structured notes weekly
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue New York, NY 10154
Securities offered through Deutsche Bank Securities lnc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0065114
CONFIDENTIAL
SDNY_GM_00211298
EFTA01371643
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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