EFTA Document EFTA01371825

New York, NY 10022 On A r 25, 2017, at 4:14 PM, Vahe Stepanian > wrote: Generally agree with Stewart. Is there anything specific you are looking at? Thanks, Vahe From: Stewart Oldfield Sent: Tuesday, April 25, 2017 4:02 PM To: Richard Kahn < Cc: Vahe Stepanian < Subject: RE: trading capabilities Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying Vahe who can clarify. Thanks From: Richard Kahn [a] Sent: Tuesday, April 25, 2017 3:48 PM To: Stewart Oldfield Subject: trading capabilities are we able to do any of the following trades in our accounts Trade fx forwards and options • CDS • Equity derivatives If so would this be out of your Wealth Management group or Investment Bank? please advise CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065384 CONFIDENTIAL SDNY_GM_00211568 EFTA01371825