EFTA Document EFTA01372327

From: Sent: To: CC: Subject: Attachments: Vijay-A Sawant 10/8/2018 8:27:09 AM Bradley Gitlin Vinita Advani Richard larossi Stewart Oldfield ; Mayur Rathod Daphne Cales Pending Responses on Rejection Cases Assistance required in resolving Rejection Points - KYC 01977695 (9.77 KB).msg; RE_ Jeffries KYC Items II] (16.0 KB).msg; Assistance Required in Resolving Rejection Points KYC p - 01977700 (628 KB).msg; Assistance required in resolving Rejection Points - KYC 01977695 (9.77 KB).msg; RE_ Assistance Required in Resolving Rejection Points in KYC4019661511... (S.56 MB).msg; RE_ Prime Overseas Investments and Enterprises Limited - Annual Review an... (237 KB).msg; Assistance Required in Resolving Rejection Points - KYC Case401883718 (3.42 MB).msg Hello Brad/Rich/Stewart, We are awaiting responses on the following KYC rejections on high risk & overdue accts, which we would appreciate if you can provide responses at the earliest, if possible. Last emails attached for each account for reference. GCIS Customer Number KYC ID Full Legal Name Case Manager RAG Status Next Step by Vijay Quality with 438744 1825141 JCP IV QP, LLC Sawant Overdue Rejection Client 550331 1977695 Zorro Management, LLC Mayur Rathod Overdue Quality Rejection Mayur Quality 499760 1977700 Gratitude America Ltd Rathod Overdue Rejection with RM 483883 1977695 Southern Trust Company, Inc. Mayur Rathod Overdue Quality Rejection 483289 1977695 Epstein, Jeffrey E. Mayur Rathod Overdue Quality Rejection Vijay Quality 456209 1966151 Cerberus Capital Management, L.P. Sawant Overdue Rejection with RM Prime Overseas Investments and Vijay Quality with 535752 1957327 Enterprises Limited Sawant Overdue Rejection Client Vijay Due Quality 458737 1883718 Techview Investments Ltd. Sawant soon Rejection with RM Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirion Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(246181-1485 Mobile +919833729812 pian.sawantpdb.rgin CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066009 CONFIDENTIAL SDNY_GM_00212193 EFTA01372327