Case File
efta-efta01372810DOJ Data Set 10CorrespondenceEFTA Document EFTA01372810
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-efta01372810
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0
Persons
0
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7 5 2019
1\YCi Punt
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh
Su am a r
3A. Individual Details (for all part es)
Individual's Name:
Erika Kellerhals--
Date of Birth:
Country of Residence:
Virgin Islands, U.S.
Country of Citizenship:
United States
Address of primary residence:
Has client resided outside of
his/her country of nationality
for 5 years or more?
Yes ,° No
Profession/Occupation:
Attorney
Tax ID / SSN:
Current Employer:
Kellerhals Ferguson Kroblin PLLC
Position/Title/Rank:
Attorney
Address of employer:
9100 Port of Sale Mall, Ste 15 St. Thomas Virgin Islands, U.S. 00802
Does the person work as senior executive of a 0B-recognized regulated entity in the financial
ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities
•
Yes
No
''''
Is the individual a Politically Exposed Person (PEP)?(ff Yes, describe) N/A
Yes
It No
To the best of your knowledge, is the individual related to an employee of the DB group?(//
Familyor Mends/WA describe) N/A
:
Family
: Fnendship
II. None
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?
(if Ya,desaibe) N/A
Yes
If applicable, indicate which bank officers have met the person:
Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)
Bank Office:
Client Private
Domicile:
Client Placed
Business:
Other Location (specify):
Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth description as indicated ki Seddon 2)
Nature of the Indrvidualts Business:
Primary Country of source of wealth/source af Funds?
Primary industry d source of Wealth/Source of Funds?
Business
Summarize Source of Wealth:
Owner
Salary/Earnings ):)... Investment 1...i Inheritance/Gfts
Other:
Further Describe
did family accumulate
activities, important
Estimated Annual
Source of Wealth /Detail the history of wealth for each of the sources: (e.g. Pa Mists, how did settler accumulate wealth? For inhentance, how
wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major
business partners.)
Income($):
Estimated amount of investable assets(;):
Estimated Net Worth(f):
Amount of assets planned to invest with PWM(S):
Other Known Financial Institutions:
Institution:
Est. Assets Under Mgt:
Institution:
Est. Assets Under Mgt:
Institution:
Est. Assets Under Mgt:
https://dblorcepb.my.salesforce.comiserviet/servletintegration?lid=01N3000000009Dkaeid=5000e00001N08xm&ic= I SiiinkToken=Vmpf PSxNakF4 •
14/42
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0066692
SDNY GM_00212876
EFTA01372810
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EFTA Document EFTA01368950
TERRITORY OF THE VIRGIN ISLANDS )ss.: DIVISION OF ST. THOMAS & St JOHN ) On this 30th day of March, 2015, before me, the undersigned, personally appeared ERIKA A. KELLERHALS, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument, who acknowledged to me that she executed the same in her individual capacity, and that by her signature on the instrument, the individual or the person upon behalf of
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01356044
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EFTA02476178
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