EFTA Document EFTA01373051

From: Stewart Oldfield I Sent: 9/26/2018 11:23:43 AM To: Vijay-A Sawant I I; Bradley Gillin I CC: Mayur Rathod I i]; Richard larossi ] Subject RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCla), Epstein, Jeffrey E. (GCISUOMOM and Zorro Management, LLC (GCISS ) under the SOUTHERN FINANCIAL RELATIONSHIP III (CI Submitted. Thanks From: Vijay-A Sawant Sent: Wednesday, September 26, 2018 9:58 AM To: Bradley Gitlin Stewart Oldfield Cc: Mayur Rathod Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCla), Epstein, Jeffrey E. (GCISS) and Zorro Management, LLC (GCIS#)♦) under the SOUTHERN FINANCIAL RELATIONSHIP (I) [CI Importance: High Hi Brad, Many thanks for the dots & clarification, we are assigning this case ( to Stewart for review. @Stewart, kindly advise if any issues, or else please forward to the AML team for final approval, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirton Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Bradley Gitlin Sent: Monday, September 24, 2018 8:33 PM To: Vijay-A Sawant Stewart Oldfield < Cc: Mayur Rathod < >; Richard larossi < Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCISa), Epstein, Jeffrey E. (GCISMIIIIIII) and Zorro Management, LLC (GCIS( ) under the SOUTHERN FINANCIAL RELATIONSHIP III (CI Classification: Confidential Six attached COGS for Zorro. Regarding Section b of the COD form for Southern Trust Compatn. Inc. the client has successfully included the entity type - 'Inc.' is a corporation. Thank you. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067048 CONFIDENTIAL SDNY_GM_00213232 EFTA01373051