EFTA Document EFTA01373071

From: Stewart Oldfield Sent: Thursday, November 01, 2018 10:35 AM To: Mayur Rathod Cc: Richard larossi ca Bradley Gillin Vinita Advani c li >; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II No update on Gratitude. I expect to have one today From: Mayur Rathod Sent: Thursday, November 01, 2018 10:34 AM To: Stewart Oldfield Cc: Richard larossi ; Bradley Gillin < ; Vinita Advani Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [Il Classification: For Internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also, do we have an update on Gratitude America Ltd. — are client willing to provide the documents for BV70 LLC — a significant donor in this KYC, or are they going to close the account. Please confirm. Kindly assist with the below. Thanks in advance. Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bl, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod Cc: Richard larossi <MM MI Bradley Galin Vinita Advani Vijay-A Sawant Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067082 CONFIDENTIAL SDNY_GM_002 13266 EFTA01373071