EFTA Document EFTA01373087

From: Stewart Old&Id Sent: Wednesday. September 26 2018 1:36 AM To: Vijay-A Sawant Cc: Bradley Gitlin chard larossi Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we arc still waiting on COGS for Jeepers and Neptune. We also still need to resolve the litV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks OIL Stewart Oldfield, CFA, CAM Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067101 CONFIDENTIAL SDNY_GM_00213285 EFTA01373087