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efta-efta01373271DOJ Data Set 10Correspondence

EFTA Document EFTA01373271

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DOJ Data Set 10
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efta-efta01373271
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
When you look at margin release on certain securities (like we do for SK occasionally), do you just need CUSIPs? From: Stewart Oldfield Sent: Tuesday, June 07, 2016 5:18 PM To: Joseph Dursi; Andrew King Cc: Daniel Sabba; Vahe Stepanian; Brianna Fowler Subject: FW: (No Subject) [I] Classification: For Internal use only Have you guys looked at preferreds? From: Daniel Sabba Sent: Tuesday, June 07, 2016 5:01 PM To: Vahe Stepanian; Stewart Oldfield Subject FW: (No Subject) Did u get this? Stew maybe this topic is a perfect entree for ISG? From: Richard Kahn Sent: Tuesday, June 07, 2016 04:49 PM Eastern Standard Time To: Subject: can you please look into a basket of preferred stocks (probably via a structured note) that we can lever 2-3x in a margin account thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067366 CONFIDENTIAL SDNY_GM_00213550 EFTA01373271

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